Broker Check
Mark Richmond

Mark Richmond

Financial Advisor

Mark retired from NCR after a 28 year career in customer service, with a focus on operations management. He is a summa cum laude graduate of Capital University with a degree in Accounting. He is also a 9 year veteran of the US Navy Submarine Service, where he was first introduced to investing for the future.
After leaving NCR, Mark completed a personal goal of turning his passion for investing into a career in financial service as a Financial Advisor. He holds FINRA series 7 and 66 securities licenses in Ohio, Georgia, Indiana, Maryland, Nevada, Florida and Pennsylvania, and is currently pursuing his Charter Financial Consultant (ChFC) designation through The American College. He specializes in asset allocation and portfolio management, and comprehensive financial planning for families and individuals.
He is also life insurance licensed in Ohio, Maryland, and Indiana.
Mark is an active member of the Dayton Hispanic Chamber of Commerce, and is a representative of Securities America Inc, Member FINRA/SIPC and Securities America Advisors.

ADV Part 2B-Advisor Brochure Supplement